| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Mears Robert J | Chief Technology Officer | C/O ATOMERA, INC., 750 UNIVERSITY AVENUE, SUITE 280, LOS GATOS | By: Mindi Zimmer, as Attorney-in-Fact For: Robert J. Mears | 13 Mar 2026 | 0001680617 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ATOM | Performance Stock Option (right to buy) | Award | +32,868 | $0.000000* | 32,868 | 11 Mar 2026 | Common Stock | 32,868 | $5.10 | Direct | F1 | ||
| transaction | ATOM | Performance Stock Option (right to buy) | Award | +32,868 | $0.000000* | 32,868 | 11 Mar 2026 | Common Stock | 32,868 | $5.10 | Direct | F2 | ||
| transaction | ATOM | Performance Stock Option (right to buy) | Award | +65,736 | $0.000000* | 65,736 | 11 Mar 2026 | Common Stock | 65,736 | $5.10 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Performance-based grant with vesting based on both Company stock price performance and time. The first 25% vests on March 1, 2027, with the balance vesting in 12 equal quarterly installments thereafter, but only if the average volume-weighted price over any 30 consecutive trading days during the five-year period from the date of grant equals or exceeds $7.50. In the event the $7.50 price threshold is not met within five years from the date of grant, no options will vest and all options will terminate at the end of the five year period. |
| F2 | Performance-based grant with vesting based on both Company stock price performance and time. The first 25% vests on March 1, 2027, with the balance vesting in 12 equal quarterly installments thereafter, but only if the average volume-weighted price over any 30 consecutive trading days during the five-year period from the date of grant equals or exceeds $12.50. In the event the $12.50 price threshold is not met within five years from the date of grant, no options will vest and all options will terminate at the end of the five year period. |
| F3 | Performance-based grant with vesting based on both Company stock price performance and time. The first 25% vests on March 1, 2027, with the balance vesting in 12 equal quarterly installments thereafter, but only if the average volume-weighted price over any 30 consecutive trading days during the five-year period from the date of grant equals or exceeds $20.00. In the event the $20.00 price threshold is not met within five years from the date of grant, no options will vest and all options will terminate at the end of the five year period. |