| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Yeh William H | Director | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo, attorney in fact for William H. Yeh | 10 Mar 2026 | 0001587419 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Sale | -15,000 | -5.9% | $105.76* | 238,819 | 09 Mar 2026 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | The shares were sold in multiple transactions on March 09, 2026 at actual sale prices ranging from $104.50 to $108.32 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction |