| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| DeLaney Cynthia | Director | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo for Cynthia DeLaney | 05 Mar 2026 | 0001865629 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Sale | $2,058,344 | -21,000 | -15% | $98.02 | 116,222 | 04 Mar 2026 | Direct | F1 |
| holding | AAOI | Common Stock, $.001 par value | 2,380 | 04 Mar 2026 | By Spouse | F2 |
| Id | Content |
|---|---|
| F1 | The shares were sold in multiple transactions on March 04, 2026 at actual sale prices ranging from $97.3801 to $98.5150 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction |
| F2 | Held directly by Norman Stephan Kinsella, the spouse of Cynthia DeLaney. Ms. DeLaney disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by her spouse, except to the extent of any indirect pecuniary interest therein. |