| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Johnson Henry Ardes | CEO & President, Director | C/O NEOVOLTA, INC., 12195 DEARBORN PLACE, POWAY | /s/ Ardes Johnson | 25 Feb 2026 | 0002020512 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEOV | Restricted Stock Units | Disposed to Issuer | -1,280,000 | -100% | 0 | 23 Feb 2026 | Common Stock | 1,280,000 | Direct | F1, F2, F3 | |||
| transaction | NEOV | Employee Stock Option (Right to buy) | Award | +1,880,166 | 1,880,166 | 23 Feb 2026 | Common Stock | 1,880,166 | $3.54 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represented a contingent right to receive one shares of Company common stock. |
| F2 | The restricted stock units set forth in this table were scheduled to vest in four equal annual installments beginning on April 19, 2025, subject to the grantee's continued service to the Company on each vesting date. |
| F3 | Issued in connection with the reporting person's employment with the Company. |
| F4 | Employee Stock Options vest as follows: 25% on issuance and 25% on each of April 19, 2026; April 19, 2027; and April 19, 2028, subject to reporting person's continued service to the Company on each vesting date. |