| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Chang Hung-Lun (Fred) | *** Senior Vice President and North America General Manager. | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang | 11 Feb 2026 | 0001587462 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Award | $0 | +25,799 | +11% | $0.000000 | 270,018 | 09 Feb 2026 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | The Restricted Stock Units (RSUs) were granted under the Company's Amended and Restated 2021 Equity Incentive Plan, one-sixteen of the RSUs vest every three months commencing on January 21, 2026. |
*** Senior Vice President and North America General Manager.