Stefan J. Murry - 22 Jan 2026 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
22 Jan 2026
Net transactions value
-$274,417
Form type
4
Filing time
26 Jan 2026, 19:04:28 UTC
Previous filing
20 Jan 2026
Next filing
11 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Murry Stefan J. Chief Financial Officer C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Stefan J. Murry 26 Jan 2026 0001587599

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $78,641 -2,049 -0.72% $38.38 280,922 22 Jan 2026 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $125,387 -3,267 -1.2% $38.38 277,655 22 Jan 2026 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $28,670 -747 -0.27% $38.38 276,908 22 Jan 2026 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $41,719 -1,087 -0.39% $38.38 275,821 22 Jan 2026 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.