Richard B. Black - 22 Aug 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Richard B. Black
Issuer symbol
AAOI
Transactions as of
22 Aug 2025
Net transactions value
$0
Form type
4
Filing time
05 Jan 2026, 16:36:07 UTC
Previous filing
17 Jun 2025
Next filing
01 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BLACK RICHARD B Director C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Richard B. Black 05 Jan 2026 0001199697

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Gift $0 -1,900 -1.1% $0.000000 168,194 22 Aug 2025 By Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide gift of shares to a 501(c)(3) non-profit organization by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE. The shares were held by the Reporting Person in a revocable living trust of which the Reporting Person is the sole trustee and beneficial owner.
F2 The effect of this amendment is that, 1,900 shares of Common Stock should be deducted in reporting the total number of shares beneficially owned by the Reporting Person on November 26, 2025.