| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Weigerstorfer Philippe | Director | C/O SONOMA PHARMACEUTICALS, INC., 5445 CONESTOGA COURT, SUITE 150, BOULDER | /s/ Amy Trombly as attorney-in-fact | 02 Jan 2026 | 0001751449 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNOA | Stock option (right to buy) | Award | +10,000 | +100% | 20,001 | 02 Jan 2026 | Common Stock | 10,000 | $3.68 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | The options vest one third each on 1/2/2027, 1/2/2028 and 1/2/2029, or upon change of control. |
| F2 | The options were awarded and granted to Mr. Weigerstorfer for services performed on the Board of Directors as part of the Company's annual grant of stock options. |