| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| DVONCH JEROME J | Chief Financial Officer | C/O SONOMA PHARMACEUTICALS, INC., 5445 CONESTOGA COURT, SUITE 150, BOULDER | /s/ Jerome Dvonch | 02 Jan 2026 | 0001518735 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNOA | Restricted Stock Units | Award | $0 | +5,000 | +17% | $0.000000 | 34,391 | 02 Jan 2026 | Common Stock | 5,000 | $0.000000 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. |
| F2 | The RSUs on the third anniversary of the grant date, or upon change of control. |
| F3 | The RSUs were awarded and granted to Mr. Dvonch for services performed. |