Jay E. Birnbaum - 02 Jan 2026 Form 4 Insider Report for Sonoma Pharmaceuticals, Inc. (SNOA)

Role
Director
Signature
/s/ Amy Trombly as attorney-in-fact
Issuer symbol
SNOA
Transactions as of
02 Jan 2026
Net transactions value
$0
Form type
4
Filing time
02 Jan 2026, 17:20:29 UTC
Previous filing
03 Jan 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Birnbaum Jay E Director C/O SONOMA PHARMACEUTICALS, INC., 5445 CONESTOGA COURT, SUITE 150, BOULDER /s/ Amy Trombly as attorney-in-fact 02 Jan 2026 0001397470

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOA Stock option (right to buy) Award +10,000 +100% 20,001 02 Jan 2026 Common Stock 10,000 $3.68 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jay E. Birnbaum is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The options vest one third each on 1/2/2027, 1/2/2028 and 1/2/2029, or upon change of control.
F2 The options were awarded and granted to Mr. Birnbaum for services performed on the Board of Directors as part of the Company's annual grant of stock options.