Daniel R. Thompson - 25 Oct 2024 Form 4 Insider Report for Cardiff Lexington Corp (CDIX)

Role
Chairman of the Board, Director, 10%+ Owner
Signature
/s/ Daniel R. Thompson
Issuer symbol
CDIX
Transactions as of
25 Oct 2024
Net transactions value
$0
Form type
4
Filing time
15 Dec 2025, 18:24:34 UTC
Previous filing
13 Mar 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
THOMPSON DANIEL Chairman of the Board, Director, 10%+ Owner 3753 HOWARD HUGHES PARKWAY, SUITE 200, LAS VEGAS /s/ Daniel R. Thompson 15 Dec 2025 0001342918

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDIX Common Stock Conversion of derivative security $0 +26,124 +653100% $0.000000 26,128 25 Oct 2024 Held by 2007 Thompson Family Trust F1
transaction CDIX Common Stock Conversion of derivative security $0 +10,000 +38% $0.000000 36,128 25 Oct 2024 Held by 2007 Thompson Family Trust F2
transaction CDIX Common Stock Conversion of derivative security $0 +1,050,000 +105% $0.000000 2,050,337 24 Apr 2025 Direct F5
transaction CDIX Common Stock Conversion of derivative security $0 +270,000 +13% $0.000000 2,320,337 24 Apr 2025 Direct F6
transaction CDIX Common Stock Conversion of derivative security $0 +154,000 +6.6% $0.000000 2,474,337 24 Apr 2025 Direct F7
transaction CDIX Common Stock Conversion of derivative security $0 +9,192,092 +371% $0.000000 11,666,429 19 Nov 2025 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDIX Series B Preferred Stock Conversion of derivative security $0 -13,062 -100% $0.000000 0 25 Oct 2024 Common Stock 26,124 Held by 2007 Thompson Family Trust F1, F9
transaction CDIX Series C Preferred Stock Conversion of derivative security $0 -1 -100% $0.000000 0 25 Oct 2024 Common Stock 10,000 Held by 2007 Thompson Family Trust F2, F10
transaction CDIX Series I Preferred Stock Other $0 -510,704 -9.6% $0.000000 4,791,796 20 Nov 2024 Common Stock 1,021,408 Direct F3, F12
transaction CDIX Series B Preferred Stock Other $0 +375,000 $0.000000 375,000 20 Nov 2024 Common Stock 750,000 Direct F3, F9
transaction CDIX Series C Preferred Stock Other $0 +24 $0.000000 24 20 Nov 2024 Common Stock 24,000 Direct F3, F10
transaction CDIX Series E Preferred Stock Other $0 +50,000 $0.000000 50,000 20 Nov 2024 Common Stock 100,000 Direct F3, F11
transaction CDIX Series I Preferred Stock Other $0 -195,750 -4.1% $0.000000 4,596,046 09 Apr 2025 Common Stock 391,500 Direct F4, F12
transaction CDIX Series B Preferred Stock Other $0 +150,000 +40% $0.000000 525,000 09 Apr 2025 Common Stock 300,000 Direct F4, F9
transaction CDIX Series C Preferred Stock Other $0 +3 +12% $0.000000 27 09 Apr 2025 Common Stock 30,000 Direct F4, F10
transaction CDIX Series E Preferred Stock Other $0 +27,000 +54% $0.000000 77,000 09 Apr 2025 Common Stock 54,000 Direct F4, F11
transaction CDIX Series B Preferred Stock Conversion of derivative security $0 -525,000 -100% $0.000000 0 24 Apr 2025 Common Stock 1,050,000 Direct F5, F9
transaction CDIX Series C Preferred Stock Conversion of derivative security $0 -27 -100% $0.000000 0 24 Apr 2025 Common Stock 270,000 Direct F6, F10
transaction CDIX Series E Preferred Stock Conversion of derivative security $0 -77,000 -100% $0.000000 0 24 Apr 2025 Common Stock 154,000 Direct F7, F11
transaction CDIX Series I Preferred Stock Conversion of derivative security $0 -4,596,046 -100% $0.000000 0 19 Nov 2025 Common Stock 9,192,092 Direct F8, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 25, 2024, the Reporting Person converted 13,062 shares of Series B Preferred Stock into 26,124 shares of Common Stock.
F2 On October 25, 2024, the Reporting Person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock.
F3 On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person.
F4 On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.
F5 On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F6 On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F7 On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F8 On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F9 Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.
F10 Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.
F11 Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.
F12 Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.