Matthew T. Shafer - 19 Nov 2025 Form 4 Insider Report for Cardiff Lexington Corp (CDIX)

Role: Chief Financial Officer
Signature: /s/ Matthew T. Shafer
Issuer symbol: CDIX
Transactions as of: 19 Nov 2025
Net transactions value: $0
Form type: 4
Filing time: 15 Dec 2025, 18:23:50 UTC
Previous filing: 06 Mar 2024
Next filing: 16 Jan 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Shafer Matthew T	Chief Financial Officer	3753 HOWARD HUGHES PARKWAY, SUITE 200, LAS VEGAS	/s/ Matthew T. Shafer	15 Dec 2025	0001684933

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CDIX	Common Stock	Conversion of derivative security	$0	+10,000		$0.000000	10,000	19 Nov 2025	Direct	F1
transaction	CDIX	Common Stock	Award	$0	+25,000	+250%	$0.000000	35,000	11 Dec 2025	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CDIX	Series I Preferred Stock	Conversion of derivative security	$0	-5,000	-100%	$0.000000	0	19 Nov 2025	Common Stock	10,000		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On January 31, 2024, the Reporting Person received 5,000 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Financial Officer of the Issuer. Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F2	On December 11, 2025, the Reporting Person was granted a restricted stock award for 25,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shares shall vest in full on December 11, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).

Content

On January 31, 2024, the Reporting Person received 5,000 shares of Series I Preferred Stock as partial compensation for the Reporting Person's services as Chief Financial Officer of the Issuer. Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.

On December 11, 2025, the Reporting Person was granted a restricted stock award for 25,000 shares of Common Stock under the Issuer's 2024 Equity Incentive Plan, which shares shall vest in full on December 11, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2024 Equity Incentive Plan).