James C. Auker - Nov 4, 2025 Form 4 Insider Report for LANTRONIX INC (LTRX)

Role
Director
Signature
Brent Stringham, Attorney-in-fact for James C. Auker
Stock symbol
LTRX
Transactions as of
Nov 4, 2025
Transactions value $
$0
Form type
4
Date filed
11/6/2025, 07:00 PM
Previous filing
Jul 25, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Auker James Chris Director C/O LANTRONIX, 48 DISCOVERY, SUITE 250, IRVINE Brent Stringham, Attorney-in-fact for James C. Auker 2025-11-06 0002076945

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LTRX Common Stock Options Exercise $0 +10.4K $0.00 10.4K Nov 5, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LTRX Restricted Stock Units Options Exercise $0 -10.4K -100% $0.00 0 Nov 5, 2025 Common Stock 10.4K Direct F2, F3
transaction LTRX Restricted Stock Units Award $0 +17.1K $0.00 17.1K Nov 4, 2025 Common Stock 17.1K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on July 23, 2025 (the "Grant Date").
F2 RSUs convert into common stock on a one-for-one basis.
F3 The restricted stock units ("RSUs") vested 100% on November 5, 2025.
F4 The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.