Shu-Hua (joshua) Yeh - 22 Jul 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Senior Vice President and Asia General Manager.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Jul 2025
Net transactions value
-$197,582
Form type
4
Filing time
24 Jul 2025, 16:01:34 UTC
Previous filing
13 May 2025
Next filing
24 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yeh Shu-Hua (Joshua) Senior Vice President and Asia General Manager. C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh 24 Jul 2025 0001587600

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $30,375 -1,076 -0.29% $28.23 364,021 22 Jul 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $53,581 -1,898 -0.52% $28.23 362,123 22 Jul 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $72,099 -2,554 -0.71% $28.23 359,569 22 Jul 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $17,192 -609 -0.17% $28.23 358,960 22 Jul 2025 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $24,334 -862 -0.24% $28.23 358,098 22 Jul 2025 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.

Remarks:

Senior Vice President and Asia General Manager.