| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Lin Che-Wei | Director | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo, attorney in fact for Che-Wei Lin | 17 Jun 2025 | 0001601346 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Award | $0 | +12,281 | +5.2% | $0.000000 | 248,897 | 13 Jun 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2025 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 13, 2025, until all shares have vested. |