Min-Chu (Mike) Chen - 13 Jun 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Min-Chu (Mike) Chen
Issuer symbol
AAOI
Transactions as of
13 Jun 2025
Transactions value $
$0
Form type
4
Date filed
17 Jun 2025, 19:29
Previous filing
03 Dec 2024
Next filing
14 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Chen Min-Chu (Mike) Director C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Min-Chu (Mike) Chen 2025-06-17 0001587425

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +12.3K +7.44% $0.00 177K 13 Jun 2025 Direct F1
holding AAOI Common Stock, $.001 par value 15K 13 Jun 2025 By Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are granted in the form of Restricted Stock Units (RSUs) under the 2025 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 13, 2025, until all shares have vested.
F2 Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen. Mr. Chen disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein