Hung-Lun (fred) Chang - 13 May 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
13 May 2025
Net transactions value
-$454,278
Form type
4
Filing time
14 May 2025, 18:44:57 UTC
Previous filing
13 May 2025
Next filing
24 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Chang Hung-Lun (Fred) *** Senior Vice President and North America General Manager. C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang 14 May 2025 0001587462

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Sale $454,278 -23,837 -7.9% $19.06 278,842 13 May 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold in multiple transactions on May 13, 2025 at actual sales prices ranging from $18.65 to $19.25 per share. The price reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Remarks:

*** Senior Vice President and North America General Manager.