| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Chang Hung-Lun (Fred) | *** Senior Vice President and North America General Manager. | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang | 14 May 2025 | 0001587462 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Sale | $454,278 | -23,837 | -7.9% | $19.06 | 278,842 | 13 May 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | These shares were sold in multiple transactions on May 13, 2025 at actual sales prices ranging from $18.65 to $19.25 per share. The price reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
*** Senior Vice President and North America General Manager.