Stefan J. Murry - 09 May 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
09 May 2025
Net transactions value
-$880,095
Form type
4
Filing time
13 May 2025, 17:10:19 UTC
Previous filing
02 May 2025
Next filing
20 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Murry Stefan J. Chief Financial Officer C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Stefan J. Murry 13 May 2025 0001587599

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +156,250 +68% $0.000000 384,663 09 May 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $880,095 -59,627 -16% $14.76 325,036 13 May 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares earned in settlement of performance vesting restricted stock units for the 2022-2025 performance period that were earned and settled with respect to maximum performance.
F2 Consists of shares withheld to satisfy applicable tax withholding obligations.