| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Murry Stefan J. | Chief Financial Officer | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo, attorney in fact for Stefan J. Murry | 13 May 2025 | 0001587599 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Award | $0 | +156,250 | +68% | $0.000000 | 384,663 | 09 May 2025 | Direct | F1 |
| transaction | AAOI | Common Stock, $.001 par value | Tax liability | $880,095 | -59,627 | -16% | $14.76 | 325,036 | 13 May 2025 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Consists of shares earned in settlement of performance vesting restricted stock units for the 2022-2025 performance period that were earned and settled with respect to maximum performance. |
| F2 | Consists of shares withheld to satisfy applicable tax withholding obligations. |