Chih-Hsiang (Thompson) Lin - 09 May 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
09 May 2025
Transactions value $
-$2,592,904
Form type
4
Filing time
13 May 2025, 17:09:34 UTC
Previous filing
02 May 2025
Next filing
14 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lin Chih-Hsiang (Thompson) President and CEO, Director C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin 13 May 2025 0001587420

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +446K +32.66% $0.00 1.81M 09 May 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.59M -176K -9.69% $14.76 1.64M 13 May 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares earned in settlement of performance vesting restricted stock units for the 2022-2025 performance period that were earned and settled with respect to maximum performance.
F2 Consists of shares withheld to satisfy applicable tax withholding obligations.