Shu-Hua (Joshua) Yeh - Apr 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: ***Senior Vice President and Asia General Manager.
Signature: /s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol: AAOI
Transactions as of: Apr 22, 2025
Transactions value $: -$61,707
Form type: 4
Date filed: 4/24/2025, 04:06 PM
Previous filing: Apr 15, 2025
Next filing: May 2, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$10.8K	-1.08K	-0.37%	$10.05	289K	Apr 22, 2025	Direct	F1
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$19.1K	-1.9K	-0.66%	$10.05	287K	Apr 22, 2025	Direct	F2
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$25.7K	-2.55K	-0.89%	$10.05	284K	Apr 22, 2025	Direct	F3
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$6.14K	-611	-0.21%	$10.05	284K	Apr 22, 2025	Direct	F4

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Asia General Manager.