Shu-Hua (joshua) Yeh - 22 Apr 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Asia General Manager.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Apr 2025
Net transactions value
-$61,707
Form type
4
Filing time
24 Apr 2025, 16:06:00 UTC
Previous filing
15 Apr 2025
Next filing
02 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $10,814 -1,076 -0.37% $10.05 288,882 22 Apr 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $19,085 -1,899 -0.66% $10.05 286,983 22 Apr 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $25,668 -2,554 -0.89% $10.05 284,429 22 Apr 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $6,141 -611 -0.21% $10.05 283,818 22 Apr 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Asia General Manager.