Stefan J. Murry - 22 Apr 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
22 Apr 2025
Net transactions value
-$66,079
Form type
4
Filing time
24 Apr 2025, 16:05:43 UTC
Previous filing
18 Apr 2025
Next filing
02 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $10,623 -1,057 -0.45% $10.05 234,920 22 Apr 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $18,743 -1,865 -0.79% $10.05 233,055 22 Apr 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $29,879 -2,973 -1.3% $10.05 230,082 22 Apr 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $6,834 -680 -0.3% $10.05 229,402 22 Apr 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.