Chih-Hsiang (thompson) Lin - 22 Apr 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
22 Apr 2025
Net transactions value
-$197,884
Form type
4
Filing time
24 Apr 2025, 16:05:28 UTC
Previous filing
15 Apr 2025
Next filing
02 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $31,266 -3,111 -0.22% $10.05 1,386,172 22 Apr 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $55,195 -5,492 -0.4% $10.05 1,380,680 22 Apr 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $87,978 -8,754 -0.63% $10.05 1,371,926 22 Apr 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $23,447 -2,333 -0.17% $10.05 1,369,593 22 Apr 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.