Chih-Hsiang (Thompson) Lin - Apr 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: President and CEO, Director
Signature: /s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol: AAOI
Transactions as of: Apr 22, 2025
Transactions value $: -$197,885
Form type: 4
Date filed: 4/24/2025, 04:05 PM
Previous filing: Apr 15, 2025
Next filing: May 2, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$31.3K	-3.11K	-0.22%	$10.05	1.39M	Apr 22, 2025	Direct	F1
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$55.2K	-5.49K	-0.4%	$10.05	1.38M	Apr 22, 2025	Direct	F2
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$88K	-8.75K	-0.63%	$10.05	1.37M	Apr 22, 2025	Direct	F3
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$23.4K	-2.33K	-0.17%	$10.05	1.37M	Apr 22, 2025	Direct	F4

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2	Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3	Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4	Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.