David C. Kuo - 22 Apr 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
22 Apr 2025
Net transactions value
-$40,351
Form type
4
Filing time
24 Apr 2025, 16:05:10 UTC
Previous filing
15 Apr 2025
Next filing
02 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $6,080 -605 -0.53% $10.05 114,059 22 Apr 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $10,723 -1,067 -0.94% $10.05 112,992 22 Apr 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $18,794 -1,870 -1.7% $10.05 111,122 22 Apr 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $4,754 -473 -0.43% $10.05 110,649 22 Apr 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Chief Legal Officer