Hung-Lun (fred) Chang - 22 Apr 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager.
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Apr 2025
Net transactions value
-$59,908
Form type
4
Filing time
24 Apr 2025, 16:03:45 UTC
Previous filing
15 Apr 2025
Next filing
02 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $9,718 -967 -0.44% $10.05 220,106 22 Apr 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $17,135 -1,705 -0.77% $10.05 218,401 22 Apr 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $26,884 -2,675 -1.2% $10.05 215,726 22 Apr 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $6,171 -614 -0.28% $10.05 215,112 22 Apr 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and North America General Manager.