| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Sale | $80,814 | -2,298 | -1.1% | $35.17 | 209,831 | 21 Jan 2025 | Direct | F1 |
| transaction | AAOI | Common Stock, $.001 par value | Tax liability | $32,833 | -1,089 | -0.52% | $30.15 | 208,742 | 22 Jan 2025 | Direct | F2 |
| transaction | AAOI | Common Stock, $.001 par value | Tax liability | $44,441 | -1,474 | -0.71% | $30.15 | 207,268 | 22 Jan 2025 | Direct | F2 |
| transaction | AAOI | Common Stock, $.001 par value | Tax liability | $57,948 | -1,922 | -0.93% | $30.15 | 205,346 | 22 Jan 2025 | Direct | F3 |
| transaction | AAOI | Common Stock, $.001 par value | Tax liability | $92,380 | -3,064 | -1.5% | $30.15 | 202,282 | 22 Jan 2025 | Direct | F4 |
| transaction | AAOI | Common Stock, $.001 par value | Tax liability | $21,135 | -701 | -0.35% | $30.15 | 201,581 | 22 Jan 2025 | Direct | F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2024. The shares were sold in multiple transactions at actual sale prices ranging from $35 to $35.34 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction. |
| F2 | Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. |
| F3 | Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022. |
| F4 | Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023. |
| F5 | Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024. |