David C. Kuo - 22 Jan 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
22 Jan 2025
Net transactions value
-$152,438
Form type
4
Filing time
23 Jan 2025, 18:11:12 UTC
Previous filing
18 Nov 2024
Next filing
15 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $18,783 -623 -0.63% $30.15 97,499 22 Jan 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $27,768 -921 -0.94% $30.15 96,578 22 Jan 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $33,135 -1,099 -1.1% $30.15 95,479 22 Jan 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $58,069 -1,926 -2% $30.15 93,553 22 Jan 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $14,683 -487 -0.52% $30.15 93,066 22 Jan 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Chief Legal Officer