Hung-Lun (fred) Chang - 22 Jan 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Jan 2025
Net transactions value
-$229,622
Form type
4
Filing time
23 Jan 2025, 18:10:57 UTC
Previous filing
22 Nov 2024
Next filing
15 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $30,029 -996 -0.51% $30.15 195,296 22 Jan 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $44,381 -1,472 -0.75% $30.15 193,824 22 Jan 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $53,004 -1,758 -0.91% $30.15 192,066 22 Jan 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $83,154 -2,758 -1.4% $30.15 189,308 22 Jan 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $19,055 -632 -0.33% $30.15 188,676 22 Jan 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and North America General Manager