Robert J. Mears - Dec 10, 2024 Form 4 Insider Report for Atomera Inc (ATOM)

Signature
/s/ by Mindi Zimmer, as Attorney-in-Fact For: Robert J. Mears
Stock symbol
ATOM
Transactions as of
Dec 10, 2024
Transactions value $
-$8,168
Form type
4
Date filed
12/12/2024, 04:01 PM
Previous filing
Dec 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Sale -$19.9K -2.63K -2.01% $7.56 128K Dec 10, 2024 Direct F1
transaction ATOM Common Stock Options Exercise $11.7K +3K +2.35% $3.90 131K Dec 11, 2024 Direct
holding ATOM Common Stock 2.67K Dec 10, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Incentive Stock Option (right to buy) Options Exercise $0 -3K -12.48% $0.00 21K Dec 11, 2024 Common Stock 3K $3.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction is part of a 10b5-1 plan adopted on September 10, 2024 by the Reporting Person.