Richard B. Black - 26 Nov 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: Director
Signature: /s/ David C. Kuo, attorney in fact for Richard B. Black
Issuer symbol: AAOI
Transactions as of: 26 Nov 2024
Net transactions value: -$303,430
Form type: 4
Filing time: 29 Nov 2024, 16:04:56 UTC
Previous filing: 18 Nov 2024
Next filing: 18 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Sale	$303,430	-8,162	-100%	$37.18	0	26 Nov 2024	By Trust for Spouse	F1
holding	AAOI	Common Stock, $.001 par value						177,813	26 Nov 2024	By Trust

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares were sold by The Heather B Black Revocable Trust U/A Dtd. July 29, 2015; Heather B Black TTEE. The shares were sold in multiple transactions on November 26, 2024 at an actual sale price ranging from $37.14 to $37.27 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Content

The shares were sold by The Heather B Black Revocable Trust U/A Dtd. July 29, 2015; Heather B Black TTEE. The shares were sold in multiple transactions on November 26, 2024 at an actual sale price ranging from $37.14 to $37.27 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.