David C. Kuo - 22 Jul 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
22 Jul 2024
Net transactions value
-$49,000
Form type
4
Filing time
24 Jul 2024, 16:02:10 UTC
Previous filing
17 Jun 2024
Next filing
26 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $6,040 -624 -0.42% $9.68 147,359 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $8,925 -922 -0.63% $9.68 146,437 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $10,648 -1,100 -0.75% $9.68 145,337 22 Jul 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $18,663 -1,928 -1.3% $9.68 143,409 22 Jul 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $4,724 -488 -0.34% $9.68 142,921 22 Jul 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Chief Legal Officer