Cynthia DeLaney - Jun 21, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Cynthia (Cindy) DeLaney
Stock symbol
AAOI
Transactions as of
Jun 21, 2024
Transactions value $
$0
Form type
4
Date filed
6/25/2024, 04:02 PM
Previous filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +16.5K +15.2% $0.00 125K Jun 21, 2024 Direct F1
holding AAOI Common Stock, $.001 par value 2.38K Jun 21, 2024 By Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2024 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on June 6, 2024, until all shares have vested.
F2 Held directly by Norman Stephan Kinsella, the spouse of Cynthia DeLaney. Ms. DeLaney disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by her spouse, except to the extent of any indirect pecuniary interest therein.