| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LWAY | Common Stock, no par value | Options Exercise | $0 | +12.1K | +0.58% | $0.00 | 2.1M | Jun 16, 2024 | Direct | F1 |
| holding | LWAY | Common Stock, no par value | 22.2K | Jun 16, 2024 | See footnote | F2 | |||||
| holding | LWAY | Common Stock, no par value | 4.64K | Jun 16, 2024 | See footnote | F3 | |||||
| holding | LWAY | Common Stock, no par value | 500K | Jun 16, 2024 | See footnote | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LWAY | Restricted Stock Units | Options Exercise | $0 | -12.1K | -33.34% | $0.00 | 24.2K | Jun 16, 2024 | Common Stock | 12.1K | Direct | F6 | |
| holding | LWAY | Restricted Stock Units | 18.2K | Jun 16, 2024 | Common Stock | 18.2K | Direct | F5 | ||||||
| holding | LWAY | Restricted Stock Units | 26.7K | Jun 16, 2024 | Common Stock | 26.7K | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Includes 273,004 shares of restricted stock, inclusive of the 12,113 shares reported, which are issuable upon receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach or violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders' Agreement") or upon applicability of certain exemptions under the Agreement. |
| F2 | Held for the benefit of minor children. |
| F3 | Held by the Reporting Person's spouse. |
| F4 | Held by Smolyansky Holding LLC of which the reporting person is the beneficial owner of 50%. The reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
| F5 | Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 6,070 will vest on January 10, 2025, 6,070 will vest on January 10, 2026 and 6,068 will vest on January 10, 2027, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement. |
| F6 | Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 12,113 will vest on June 16, 2025 and 12,111 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement. |
| F7 | Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 13,333 will vest on August 31, 2024 and 13,334 will vest on August 31, 2025, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement. |