Chih-Hsiang (Thompson) Lin - Apr 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Apr 22, 2024
Transactions value $
-$300,079
Form type
4
Date filed
4/24/2024, 04:02 PM
Previous filing
Mar 18, 2024
Next filing
May 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$42.8K -3.53K -0.29% $12.12 1.21M Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$61.4K -5.07K -0.42% $12.12 1.21M Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$75.5K -6.23K -0.52% $12.12 1.2M Apr 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$120K -9.93K -0.83% $12.12 1.19M Apr 22, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.