Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CDMO | Common Stock, $0.001 par value | Options Exercise | +9.61K | +20.83% | 55.8K | Dec 14, 2023 | Direct | F1 | ||
transaction | CDMO | Common Stock, $0.001 par value | Purchase | $135K | +23K | +41.25% | $5.86 | 78.8K | Dec 15, 2023 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CDMO | Restricted Stock Units | Options Exercise | $0 | -9.61K | -57.81% | $0.00 | 7.01K | Dec 14, 2023 | Common Stock | 9.61K | Direct | F1, F3 | |
transaction | CDMO | Restricted Stock Units | Award | $0 | +26.8K | +381.47% | $0.00 | 33.8K | Dec 14, 2023 | Common Stock | 26.8K | Direct | F1, F4, F5 |
Id | Content |
---|---|
F1 | Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock. |
F2 | Represents a weighted average purchase price per share. These shares were purchased at prices ranging from $5.825 to $5.90. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares purchased at each respective price within the range set forth in this footnote. |
F3 | RSUs granted to the reporting person on December 14, 2022 pursuant to the Issuer's non-employee director compensation program fully vested on December 14, 2023. |
F4 | Annual equity award grant pursuant to the Issuer's non-employee director compensation program. |
F5 | RSUs granted to the reporting person on December 14, 2023 shall fully vest on December 14, 2024, subject to the reporting person's continuous service to the Issuer on such vesting date. |