-
Signature
-
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
-
Stock symbol
-
AAOI
-
Transactions as of
-
Dec 7, 2023
-
Transactions value $
-
-$7,205
-
Form type
-
4
-
Date filed
-
12/11/2023, 04:01 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AAOI |
Common Stock, $.001 par value |
Options Exercise |
$69.2K |
+5K |
+1.7% |
$13.84 |
299K |
Dec 7, 2023 |
Direct |
|
transaction |
AAOI |
Common Stock, $.001 par value |
Tax liability |
-$76.4K |
-4.44K |
-1.49% |
$17.22 |
294K |
Dec 7, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AAOI |
Non-Qualified Stock Option (Right to Buy) |
Options Exercise |
$0 |
-5K |
-100% |
$0.00* |
0 |
Dec 7, 2023 |
Common Stock, $0.001 par value |
5K |
$13.84 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
*** Senior Vice President and Asia General Manager