Brian Rayhill - 27 Oct 2023 Form 4 Insider Report for CONSUMER PORTFOLIO SERVICES, INC. (CPSS)

Role
Director
Signature
/s/ Brian Rayhill
Issuer symbol
CPSS
Transactions as of
27 Oct 2023
Net transactions value
-$0.3
Form type
4
Filing time
30 Oct 2023, 15:40:24 UTC
Previous filing
04 May 2023
Next filing
21 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPSS Common Stock, no par value Options Exercise $317,100 +70,000 +46% $4.53 222,181 27 Oct 2023 Direct
transaction CPSS Common Stock, no par value Tax liability $317,100 -33,770 -15% $9.39 188,411 27 Oct 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CPSS Stock Option (right to buy) Options Exercise -70,000 -100% 0 27 Oct 2023 Common Stock, No Par Value 70,000 $4.53 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. The reporting person received 36,230 shares of common stock on net exercise of option to purchase 70,000 shares of common stock. The reporting person forfeited 33,770 shares of common stock underlying the option in payment of the exercise price using the closing stock price on October 27, 2023 of $9.39 per share.
F2 Issued in consideration of the named person's services to the issuer.