Chih-Hsiang (Thompson) Lin - Oct 23, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Oct 23, 2023
Transactions value $
-$149,671
Form type
4
Date filed
10/25/2023, 04:03 PM
Previous filing
Sep 14, 2023
Next filing
Dec 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$26K -3.77K -0.3% $6.91 1.25M Oct 23, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$17.6K -2.55K -0.2% $6.91 1.25M Oct 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$25.3K -3.66K -0.29% $6.91 1.24M Oct 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$31.1K -4.5K -0.36% $6.91 1.24M Oct 23, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$49.6K -7.18K -0.58% $6.91 1.23M Oct 23, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.