Chih-Hsiang (thompson) Lin - 23 Oct 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
23 Oct 2023
Net transactions value
-$149,671
Form type
4
Filing time
25 Oct 2023, 16:03:57 UTC
Previous filing
14 Sep 2023
Next filing
13 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $26,030 -3,767 -0.3% $6.91 1,248,704 23 Oct 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $17,627 -2,551 -0.2% $6.91 1,246,153 23 Oct 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $25,304 -3,662 -0.29% $6.91 1,242,491 23 Oct 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $31,116 -4,503 -0.36% $6.91 1,237,988 23 Oct 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $49,593 -7,177 -0.58% $6.91 1,230,811 23 Oct 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.