Hung-Lun (fred) Chang - 23 Oct 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
23 Oct 2023
Net transactions value
-$37,818
Form type
4
Filing time
25 Oct 2023, 16:03:40 UTC
Previous filing
11 Aug 2023
Next filing
09 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $6,523 -944 -0.43% $6.91 220,910 23 Oct 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $4,471 -647 -0.29% $6.91 220,263 23 Oct 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $6,599 -955 -0.43% $6.91 219,308 23 Oct 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $7,877 -1,140 -0.52% $6.91 218,168 23 Oct 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $12,348 -1,787 -0.82% $6.91 216,381 23 Oct 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and North America General Manager