Hung-Lun (Fred) Chang - Oct 23, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Oct 23, 2023
Transactions value $
-$37,818
Form type
4
Date filed
10/25/2023, 04:03 PM
Previous filing
Aug 11, 2023
Next filing
Jan 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$6.52K -944 -0.43% $6.91 221K Oct 23, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$4.47K -647 -0.29% $6.91 220K Oct 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$6.6K -955 -0.43% $6.91 219K Oct 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$7.88K -1.14K -0.52% $6.91 218K Oct 23, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$12.3K -1.79K -0.82% $6.91 216K Oct 23, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and North America General Manager