Stefan J. Murry - 23 Oct 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
23 Oct 2023
Net transactions value
-$42,483
Form type
4
Filing time
25 Oct 2023, 16:03:22 UTC
Previous filing
05 Sep 2023
Next filing
21 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $7,463 -1,080 -0.48% $6.91 223,883 23 Oct 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $5,058 -732 -0.33% $6.91 223,151 23 Oct 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $6,841 -990 -0.44% $6.91 222,161 23 Oct 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $8,914 -1,290 -0.58% $6.91 220,871 23 Oct 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $14,207 -2,056 -0.93% $6.91 218,815 23 Oct 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.