Stefan J. Murry - Oct 23, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Oct 23, 2023
Transactions value $
-$42,483
Form type
4
Date filed
10/25/2023, 04:03 PM
Previous filing
Sep 5, 2023
Next filing
Dec 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$7.46K -1.08K -0.48% $6.91 224K Oct 23, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$5.06K -732 -0.33% $6.91 223K Oct 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$6.84K -990 -0.44% $6.91 222K Oct 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$8.91K -1.29K -0.58% $6.91 221K Oct 23, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$14.2K -2.06K -0.93% $6.91 219K Oct 23, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.