Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CDMO | Common Stock, $0.001 par value | Options Exercise | +506 | +2.34% | 22.2K | Oct 9, 2023 | Direct | F1 | ||
transaction | CDMO | Common Stock, $0.001 par value | Options Exercise | +946 | +4.27% | 23.1K | Oct 9, 2023 | Direct | F1 | ||
transaction | CDMO | Common Stock, $0.001 par value | Options Exercise | +1.06K | +4.58% | 24.2K | Oct 9, 2023 | Direct | F1 | ||
transaction | CDMO | Common Stock, $0.001 par value | Sale | -$8.22K | -894 | -3.7% | $9.20 | 23.3K | Oct 10, 2023 | Direct | F2, F3 |
transaction | CDMO | Common Stock, $0.001 par value | Options Exercise | +40 | +0.99% | 4.08K | Oct 9, 2023 | By Spouse | F1 | ||
transaction | CDMO | Common Stock, $0.001 par value | Options Exercise | +83 | +2.04% | 4.16K | Oct 9, 2023 | By Spouse | F1 | ||
transaction | CDMO | Common Stock, $0.001 par value | Options Exercise | +131 | +3.15% | 4.29K | Oct 9, 2023 | By Spouse | F1 | ||
transaction | CDMO | Common Stock, $0.001 par value | Sale | -$1.03K | -112 | -2.61% | $9.20 | 4.18K | Oct 10, 2023 | By Spouse | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CDMO | Restricted Stock Units | Options Exercise | $0 | -506 | -1.39% | $0.00 | 35.9K | Oct 9, 2023 | Common Stock | 506 | Direct | F1, F4 | |
transaction | CDMO | Restricted Stock Units | Options Exercise | $0 | -946 | -2.64% | $0.00 | 35K | Oct 9, 2023 | Common Stock | 946 | Direct | F1, F5 | |
transaction | CDMO | Restricted Stock Units | Options Exercise | $0 | -1.06K | -3.03% | $0.00 | 33.9K | Oct 9, 2023 | Common Stock | 1.06K | Direct | F1, F6 | |
transaction | CDMO | Restricted Stock Units | Options Exercise | $0 | -40 | -1.12% | $0.00 | 3.52K | Oct 9, 2023 | Common Stock | 40 | By Spouse | F1, F4 | |
transaction | CDMO | Restricted Stock Units | Options Exercise | $0 | -83 | -2.36% | $0.00 | 3.43K | Oct 9, 2023 | Common Stock | 83 | By Spouse | F1, F5 | |
transaction | CDMO | Restricted Stock Units | Options Exercise | $0 | -131 | -3.82% | $0.00 | 3.3K | Oct 9, 2023 | Common Stock | 131 | By Spouse | F1, F6 |
Id | Content |
---|---|
F1 | Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock. |
F2 | Represents the shares automatically sold by the reporting person and/or the reporting person's spouse pursuant to an election to satisfy tax withholding obligations in connection with the vesting of the RSUs described in footnotes 4, 5 and 6. This sale does not represent a discretionary trade. |
F3 | Represents a weighted average sales price per share. These shares were sold at prices ranging from $9.15 to $9.22. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
F4 | RSUs granted to the reporting person and/or the reporting person's spouse on July 9, 2021, vest in sixteen (16) equal quarterly installments over a four (4) year period beginning October 9, 2021, and each quarter thereafter until fully-vested, subject to the continuous service to the Issuer on such vesting dates. |
F5 | RSUs granted to the reporting person and/or the reporting person's spouse on July 9, 2022, vest in sixteen (16) equal quarterly installments over a four (4) year period beginning October 9, 2022, and each quarter thereafter until fully-vested, subject to the continuous service to the Issuer on such vesting dates. |
F6 | RSUs granted to the reporting person and/or the reporting person's spouse on July 9, 2023, vest in sixteen (16) equal quarterly installments over a four (4) year period beginning October 9, 2023, and each quarter thereafter until fully-vested, subject to the continuous service to the Issuer on such vesting dates. |