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Signature
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/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
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Stock symbol
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AAOI
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Transactions as of
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Sep 12, 2023
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Transactions value $
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-$8,630
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Form type
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4
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Date filed
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9/14/2023, 04:01 PM
Transactions Table
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AAOI |
Non-Qualified Stock Option (Right to Buy) |
Options Exercise |
$0 |
-12K |
-100% |
$0.00* |
0 |
Sep 12, 2023 |
Common Stock, $0.001 par value |
12K |
$9.96 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
*** Senior Vice President and Asia General Manager