Hung-Lun (Fred) Chang - Aug 8, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Aug 8, 2023
Transactions value $
-$390,261
Form type
4
Date filed
8/10/2023, 07:32 AM
Previous filing
Jul 26, 2023
Next filing
Aug 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Sale -$390K -32.3K -12.08% $12.07 235K Aug 8, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were sold in multiple transactions on August 8, 2023 at actual sale price ranging from $12.00 to $12.195 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Remarks:

*** Senior Vice President and North America General Manager