Stefan J. Murry - Jul 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Jul 24, 2023
Transactions value $
-$73,596
Form type
4
Date filed
7/26/2023, 04:01 PM
Previous filing
Jun 28, 2023
Next filing
Aug 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$11.8K -1.5K -0.49% $7.91 307K Jul 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$8.03K -1.02K -0.33% $7.91 306K Jul 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$10.9K -1.37K -0.45% $7.91 305K Jul 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$14.2K -1.79K -0.59% $7.91 303K Jul 24, 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$22.6K -2.85K -0.94% $7.91 300K Jul 24, 2023 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$6.12K -2.86K -0.95% $2.14* 297K Jul 25, 2023 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.