Stefan J. Murry - 24 Jul 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
24 Jul 2023
Net transactions value
-$73,596
Form type
4
Filing time
26 Jul 2023, 16:01:35 UTC
Previous filing
28 Jun 2023
Next filing
10 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $11,849 -1,498 -0.49% $7.91 307,021 24 Jul 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $8,029 -1,015 -0.33% $7.91 306,006 24 Jul 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $10,868 -1,374 -0.45% $7.91 304,632 24 Jul 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $14,159 -1,790 -0.59% $7.91 302,842 24 Jul 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $22,575 -2,854 -0.94% $7.91 299,988 24 Jul 2023 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability $6,116 -2,858 -0.95% $2.14* 297,130 25 Jul 2023 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.