John Dal - Jul 17, 2023 Form 3 Insider Report for Sonoma Pharmaceuticals, Inc. (SNOA)

Role
Controller
Signature
/s/ John Dal Poggetto
Stock symbol
SNOA
Transactions as of
Jul 17, 2023
Transactions value $
$0
Form type
3
Date filed
7/21/2023, 05:00 PM
Next filing
Dec 29, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SNOA Stock option (right to buy) Jul 17, 2023 Common Stock 5K $1.15 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer granted the options as an initial grant upon Mr. Dal Poggetto's appointment as Controller of the Issuer on July 17, 2023. The options vest in three equal tranches annually on the grant date anniversary, beginning on July 17, 2024 and becoming fully vested on July 17, 2026, or upon change of control of the Issuer.