Che-Wei Lin - Jun 26, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Che-Wei Lin
Stock symbol
AAOI
Transactions as of
Jun 26, 2023
Transactions value $
$0
Form type
4
Date filed
6/28/2023, 04:02 PM
Previous filing
Sep 8, 2022
Next filing
Mar 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +40.9K +27.68% $0.00 189K Jun 26, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are granted in the form of Restricted Stock Units (RSUs) under the 2023 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month with the first vesting on July 8, 2023, until all shares have vested.