-
Signature
-
/s/ Stephen Hedberg, by Power of Attorney for Richard B. Hancock
-
Issuer symbol
-
N/A
-
Transactions as of
-
06 Jun 2023
-
Net transactions value
-
-$81,784
-
Form type
-
4
-
Filing time
-
08 Jun 2023, 19:45:07 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CDMO |
Common Stock, $0.001 par value |
Sale |
$81,646 |
-4,988 |
-11% |
$16.37 |
39,134 |
06 Jun 2023 |
Direct |
F1, F2 |
| transaction |
CDMO |
Common Stock, $0.001 par value |
Options Exercise |
$54.36 |
+12 |
+0.03% |
$4.53 |
39,146 |
06 Jun 2023 |
Direct |
|
| transaction |
CDMO |
Common Stock, $0.001 par value |
Sale |
$192 |
-12 |
-0.03% |
$16.00 |
39,134 |
06 Jun 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CDMO |
Stock Option (right to buy) |
Options Exercise |
$0 |
-12 |
-0.01% |
$0.000000 |
178,254 |
06 Jun 2023 |
Common Stock |
12 |
$4.53 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: