Stefan J. Murry - Apr 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Apr 24, 2023
Transactions value $
-$12,615
Form type
4
Date filed
4/26/2023, 04:04 PM
Previous filing
Feb 21, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$3.33K -1.56K -0.82% $2.14* 188K Apr 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.26K -1.06K -0.56% $2.14* 187K Apr 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$3.05K -1.43K -0.76% $2.14* 186K Apr 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$3.98K -1.86K -1% $2.14* 184K Apr 24, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.