Stefan J. Murry - 24 Apr 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
24 Apr 2023
Net transactions value
-$12,615
Form type
4
Filing time
26 Apr 2023, 16:04:26 UTC
Previous filing
21 Feb 2023
Next filing
28 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $3,328 -1,555 -0.82% $2.14* 188,304 24 Apr 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $2,260 -1,056 -0.56% $2.14* 187,248 24 Apr 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $3,052 -1,426 -0.76% $2.14* 185,822 24 Apr 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $3,976 -1,858 -1% $2.14* 183,964 24 Apr 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.