Hung-Lun (fred) Chang - 24 Apr 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
24 Apr 2023
Net transactions value
-$11,768
Form type
4
Filing time
26 Apr 2023, 16:02:25 UTC
Previous filing
25 Jan 2023
Next filing
28 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $3,013 -1,408 -0.82% $2.14* 169,456 24 Apr 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $2,067 -966 -0.57% $2.14* 168,490 24 Apr 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $3,050 -1,425 -0.85% $2.14* 167,065 24 Apr 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $3,638 -1,700 -1% $2.14* 165,365 24 Apr 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and North America General Manager