Hung-Lun (Fred) Chang - Apr 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Apr 24, 2023
Transactions value $
-$11,768
Form type
4
Date filed
4/26/2023, 04:02 PM
Previous filing
Jan 25, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$3.01K -1.41K -0.82% $2.14* 169K Apr 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.07K -966 -0.57% $2.14* 168K Apr 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$3.05K -1.43K -0.85% $2.14* 167K Apr 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$3.64K -1.7K -1.02% $2.14* 165K Apr 24, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and North America General Manager