Jeffrey John Thramann - 16 Feb 2023 Form 4 Insider Report for AUDDIA INC. (AUUD)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Jeffrey Thramann
Issuer symbol
AUUD
Transactions as of
16 Feb 2023
Net transactions value
-$78,580
Form type
4
Filing time
21 Feb 2023, 15:01:30 UTC
Previous filing
13 Dec 2022
Next filing
28 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUUD Common Stock Options Exercise +220,483 +13% 1,961,342 16 Feb 2023 Direct F1
transaction AUUD Common Stock Tax liability $78,580 -72,759 -3.7% $1.08 1,888,583 16 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUUD Restricted Stock Units Options Exercise $0 -37,500 -50% $0.000000 37,500 16 Feb 2023 Common Stock 37,500 Direct F1, F3
transaction AUUD Restricted Stock Units Options Exercise $0 -50,000 -33% $0.000000 100,000 16 Feb 2023 Common Stock 50,000 Direct F1, F4
transaction AUUD Restricted Stock Units Options Exercise $0 -132,983 -100% $0.000000* 0 16 Feb 2023 Common Stock 132,983 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.
F2 Reflects shares withheld by the issuer to satisfy tax withholding obligations.
F3 On August 11, 2021, the reporting person was granted 150,000 restricted stock units, vesting 50% on February 16, 2022 and 25% vesting on February 16, 2023 and February 16, 2024.
F4 On February 16, 2022, the reporting person was granted 150,000 restricted stock units, vesting in three equal installments on February 16, 2023, 2024 and 2025.
F5 On December 9, 2022, the reporting person was granted 132,983 restricted stock units, vesting in one installment on February 16, 2023.