Charles E. Bradley Jr - Feb 1, 2023 Form 4 Insider Report for CONSUMER PORTFOLIO SERVICES, INC. (CPSS)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Charles E. Bradley, Jr.
Stock symbol
CPSS
Transactions as of
Feb 1, 2023
Transactions value $
$365,329
Form type
4
Date filed
2/3/2023, 05:25 PM
Previous filing
Nov 7, 2022
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPSS Common Stock, no par value Options Exercise $365K +53.3K +1.54% $6.86 3.51M Feb 1, 2023 Direct
transaction CPSS Common Stock, no par value Options Exercise $115K +16.7K +0.48% $6.86 3.53M Feb 1, 2023 Direct
transaction CPSS Common Stock, no par value Tax liability -$115K -10.6K -0.3% $10.81 3.52M Feb 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CPSS Stock Option (right to buy) Options Exercise -70K -100% 0 Feb 1, 2023 Common Stock, No Par Value 70K $6.86 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. The reporting person received 6,119 shares of common stock on net exercise of option to purchase 16,746 shares of common stock. The reporting person forfeited 10,627 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on February 1, 2023 of $10.81 per share.
F2 Became exercisable in cumulative increments of 14,000 shares on February 1, 2014, 2015, 2016, 2017, and 2018.
F3 Issued in consideration of the named person's services to the issuer.